Keith Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National House-Building Council

    FRN 202261

    • Director of firm who is not a certification employee or a SMF manager (since 26 Feb 2026)
  • Admiral Insurance Company Limited

    FRN 219824

    • SMF4 Chief Risk (since 1 Oct 2022)
    • SMF10 Chair of the Risk Committee (18 Dec 2020 to 17 Oct 2023)
    • SMF11 Chair of the Audit Committee (18 Dec 2020 to 17 Oct 2023)
    • Director of firm who is not a certification employee or a SMF manager (17 Apr 2020 to 18 Dec 2020)
  • EUI Limited

    FRN 309378

    • SMF7 Group Entity Senior Manager (since 1 Oct 2022)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • SMF3 Executive Director (8 Dec 2020 to 21 Sep 2022)
    • SMF16 Compliance Oversight (8 Dec 2020 to 21 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Dec 2020 to 21 Sep 2022)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Dec 2020 to 21 Sep 2022)
    • SMF16 Compliance Oversight (8 Dec 2020 to 21 Sep 2022)
    • SMF27 Partner (8 Dec 2020 to 21 Sep 2022)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • SMF4 Chief Risk (9 Dec 2019 to 28 Feb 2020)
    • CF28 Systems and controls (15 Nov 2017 to 8 Dec 2019)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • SMF4 Chief Risk (9 Dec 2019 to 28 Feb 2020)
    • CF28 Systems and controls (15 Nov 2017 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • SMF4 Chief Risk (9 Dec 2019 to 28 Feb 2020)
    • CF28 Systems and controls (15 Nov 2017 to 8 Dec 2019)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF3 Executive Director (5 Aug 2019 to 28 Feb 2020)
    • SMF4 Chief Risk (10 Dec 2018 to 28 Feb 2020)
    • SIMF4 Chief Risk Function (15 Nov 2017 to 9 Dec 2018)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF29 Significant management (5 Aug 2019 to 8 Dec 2019)
    • CF28 Systems and controls (2 Apr 2015 to 15 Nov 2017)
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