Kathryn Louise Norkett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clifford Wealth Management Limited (no longer approved here)

    FRN 938997

    • Employed By (11 Jan 2023 to 3 Aug 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 5 Feb 2024)
    • CF1 Director (AR) (14 Jan 2021 to 3 Aug 2023)
    • [FCA CF] Client dealing (29 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (29 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (3 Sep 2012 to 9 Sep 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF22 Investment Adviser (Trainee) (16 Jan 2006 to 17 Oct 2006)
    • CF21 Investment Adviser (12 Mar 2004 to 22 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.