Kevin Lawrence Gribben

• Bluesky Independent Wealth Managers Ltd

  FRN 749888

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 3 Nov 2020)
  • [FCA CF] Client dealing (since 3 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 3 Oct 2016)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Sep 2021)
  • CF1 Director (3 Oct 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Oct 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Oct 2016 to 8 Dec 2019)
  • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Oct 2016 to 30 Sep 2018)
• M&G ADVICE PARTNERS LIMITED (no longer approved here)

  FRN 584256

  • CF30 Customer (9 Sep 2013 to 28 Jul 2016)
• Prudential Distribution Limited (no longer approved here)

  FRN 194709

  • CF30 Customer (5 Mar 2012 to 9 Sep 2013)
• NatWest Markets Plc (no longer approved here)

  FRN 121882

  • CF30 Customer (1 Nov 2007 to 27 Feb 2012)
  • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Jul 2005 to 7 Jun 2006)
• The On-Line Partnership Limited (no longer approved here)

  FRN 192638

  • CF21 Investment Adviser (27 Sep 2004 to 30 Mar 2005)
  • CF22 Investment Adviser (Trainee) (30 Jul 2003 to 27 Sep 2004)
• Christopher Doak (no longer approved here)

  FRN 207730

  • Employed By (30 Jul 2003 to 30 Mar 2005)
• Thomson McCallum Financial Consultancy (no longer approved here)

  FRN 209496

  • (7)Employed By (6 Feb 2003 to 3 Jun 2003)

No changes recorded yet.