Bluesky Independent Wealth Managers Ltd

• Principal Place of Business

  5 Parkhouse Street

  Ayr

  South Ayrshire

  KA7 2HH

  UNITED KINGDOM

  Phone

  +4401315000298

  Web

  https://www.wealthatbluesky.com

• Complaints Contact

  Inigo Business Centres

  Forth House

  28 Rutland Square

  Edinburgh

  Edinburgh, City Of

  EH1 2BW

  UNITED KINGDOM

  Phone

  +4401315000298

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John McMorland

  IRN AJM01778

  • SMF3 Executive Director (9 Dec 2019 to 19 Aug 2020)
  • CF1 Director (3 Oct 2016 to 8 Dec 2019)
• Christopher John Friel

  IRN CJF01138

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 2 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 3 Nov 2020)
  • [FCA CF] Client dealing (since 3 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (21 Aug 2018 to 8 Dec 2019)
  • CF1 Director (21 Aug 2018 to 8 Dec 2019)
• Jonathan Alastair Victor Young

  IRN JAY01018

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
• Kevin Lawrence Gribben

  IRN KXG01193

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 3 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 3 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 3 Oct 2016)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Sep 2021)
  • CF1 Director (3 Oct 2016 to 8 Dec 2019)
  • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Oct 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Oct 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Oct 2016 to 30 Sep 2018)
• Martin Cunningham Farrell

  IRN MCF01078

  • SMF3 Executive Director (9 Dec 2019 to 19 Aug 2020)
  • CF1 Director (3 Oct 2016 to 8 Dec 2019)

No changes recorded yet.