Christopher John Friel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bluesky Independent Wealth Managers Ltd

    FRN 749888

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Sep 2021)
    • SMF16 Compliance Oversight (since 2 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2020)
    • [FCA CF] Client dealing (since 3 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (21 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (21 Aug 2018 to 8 Dec 2019)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • CF30 Customer (9 Jun 2015 to 21 Sep 2018)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF30 Customer (18 Feb 2015 to 15 Jun 2015)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (25 Feb 2014 to 12 Jan 2015)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 23 Feb 2014)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (7 Oct 2011 to 9 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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