Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 5 Jun 2024)
    • [FCA CF] Client dealing (since 5 Jun 2024)
    • CF30 Customer (since 18 Apr 2024)
  • John Castle

    FRN 948487

    • (1)Employed By (since 18 Apr 2024)
  • Blackfinch Investments Limited (no longer approved here)

    FRN 153860

    • [FCA CF] Material risk taker (23 May 2022 to 21 May 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 15 Nov 2013)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (25 Feb 2013 to 9 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.