Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 5 Jun 2024)
- [FCA CF] Client dealing (since 5 Jun 2024)
- CF30 Customer (since 18 Apr 2024)
-
John Castle
FRN 948487
- (1)Employed By (since 18 Apr 2024)
-
- [FCA CF] Material risk taker (23 May 2022 to 21 May 2025)
-
- CF30 Customer (9 Sep 2013 to 15 Nov 2013)
-
- CF30 Customer (25 Feb 2013 to 9 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.