John Paul Waddington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 1 Jul 2020)
    • CF30 Customer (since 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 19 Sep 2014)
  • Paul Waddington Financial Planning Ltd

    FRN 926881

    • (1)Employed By (since 1 Jul 2020)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (115)Employed By (7 Oct 2014 to 7 Nov 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (7 Oct 2014 to 7 Nov 2016)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (5 Mar 2013 to 9 Sep 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Oct 2008 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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