Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 1 Apr 2025)
- CF30 Customer (4 Feb 2021 to 9 Apr 2025)
- CF1 Director (AR) (4 Feb 2021 to 9 Apr 2025)
- [FCA CF] Functions requiring qualifications (28 Jul 2020 to 31 Mar 2021)
- [FCA CF] Client dealing (28 Jul 2020 to 31 Mar 2021)
-
- CF30 Customer (8 Jan 2013 to 9 Sep 2013)
-
- CF30 Customer (1 Nov 2007 to 8 Aug 2010)
- CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Jul 2005 to 10 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.