Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 1 Apr 2025)
    • CF30 Customer (4 Feb 2021 to 9 Apr 2025)
    • CF1 Director (AR) (4 Feb 2021 to 9 Apr 2025)
    • [FCA CF] Functions requiring qualifications (28 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (28 Jul 2020 to 31 Mar 2021)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (8 Jan 2013 to 9 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 8 Aug 2010)
    • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jul 2005 to 10 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.