John Foley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF7 Group Entity Senior Manager (29 Jan 2021 to 10 Oct 2022)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • SMF7 Group Entity Senior Manager (29 Jan 2021 to 10 Aug 2022)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • SMF3 Executive Director (29 Jan 2021 to 1 Sep 2021)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • SMF7 Group Entity Senior Manager (29 Jan 2021 to 18 Feb 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • SMF7 Group Entity Senior Manager (29 Jan 2021 to 10 Oct 2022)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2021)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 10 Oct 2022)
    • CF3 Chief Executive (18 Jan 2019 to 8 Dec 2019)
    • CF1 Director (22 Nov 2017 to 8 Dec 2019)
    • CF28 Systems and controls (8 Dec 2010 to 23 Jul 2014)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF7 Group Entity Senior Manager (4 Feb 2019 to 10 Oct 2022)
    • SIMF1 Chief Executive Function (27 Jun 2016 to 25 Nov 2016)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • Responsible for Insurance Distribution (18 Jan 2019 to 10 Oct 2022)
    • SMF1 Chief Executive (18 Jan 2019 to 10 Oct 2022)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 18 Jan 2019)
    • SIMF1 Chief Executive Function (27 Jun 2016 to 25 Nov 2016)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (25 Jan 2016 to 6 Mar 2016)
    • CF28 Systems and controls (8 Dec 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.