Mitsubishi UFJ Baillie Gifford Asset Management Limited

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• David James Clark

  IRN DJC01181

  • CF26 Customer Trading (9 May 2002 to 21 Apr 2004)
• David Shields Henderson

  IRN DSH01052

  • [FCA CF] Material risk taker (1 Apr 2022 to 31 Mar 2025)
  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
  • CF1 Director (18 Apr 2012 to 8 Dec 2019)
  • CF21 Investment Adviser (10 Feb 2004 to 31 Oct 2007)
• Donald Hugh Miller Farquharson

  IRN DHF01016

  • [FCA CF] Material risk taker (1 Apr 2022 to 19 Aug 2025)
• Douglas Brodie

  IRN DWB01099

  • [FCA CF] Material risk taker (1 Apr 2022 to 31 Mar 2024)
• Elaine Mary Morrison

  IRN EMM01012

  • CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2004)
• Eleanor Clare McKee

  IRN ECM01009

  • [FCA CF] Material risk taker (since 23 Sep 2024)
  • [FCA CF] Material risk taker (1 Apr 2022 to 19 Sep 2023)
• Eri Matsubara McKenna

  IRN EMM01077

  • [FCA CF] Material risk taker (since 9 Aug 2023)
  • SMF3 Executive Director (since 9 Aug 2023)
• Evan Delaney

  IRN EXD01158

  • [FCA CF] Material risk taker (since 1 Apr 2022)
  • [FCA CF] Manager of certification employee (since 1 Apr 2022)
  • CF28 Systems and controls (20 Feb 2015 to 21 Jul 2017)
  • CF14 Risk Assessment (14 Jul 2003 to 31 Oct 2007)
  • CF15 Internal Audit (14 Jul 2003 to 31 Oct 2007)
• Fumiya Murase

  IRN FXM00212

  • [FCA CF] Client dealing (5 Oct 2022 to 24 Dec 2025)
• Gavin Scott

  IRN GRS01083

  • SMF9 Chair of the Governing Body (since 15 Jan 2025)
  • SMF3 Executive Director (since 15 Jan 2025)
  • [FCA CF] Material risk taker (since 2 Oct 2024)
  • [FCA CF] Manager of certification employee (2 Oct 2024 to 15 Jan 2025)

No changes recorded yet.