Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 1 Apr 2022)
- [FCA CF] Material risk taker (since 1 Apr 2022)
- CF28 Systems and controls (20 Feb 2015 to 21 Jul 2017)
- CF14 Risk Assessment (14 Jul 2003 to 31 Oct 2007)
- CF15 Internal Audit (14 Jul 2003 to 31 Oct 2007)
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Baillie Gifford & Co Limited
FRN 119179
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (1 Apr 2021 to 31 Dec 2022)
- CF28 Systems and controls (20 Feb 2015 to 21 Jul 2017)
- CF1 Director (5 Dec 2013 to 8 Dec 2019)
- CF15 Internal Audit (14 Jul 2003 to 31 Oct 2007)
- CF14 Risk Assessment (14 Jul 2003 to 31 Oct 2007)
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Baillie Gifford Overseas Limited
FRN 121818
- SMF7 Group Entity Senior Manager (since 24 Feb 2020)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF28 Systems and controls (20 Feb 2015 to 21 Jul 2017)
- CF15 Internal Audit (14 Jul 2003 to 31 Oct 2007)
- CF14 Risk Assessment (14 Jul 2003 to 31 Oct 2007)
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Baillie Gifford & Co
FRN 142597
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF4 Chief Risk (9 Dec 2019 to 5 Jun 2025)
- CF4 Partner (1 May 2018 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF15 Internal Audit (14 Jul 2003 to 31 Oct 2007)
- CF14 Risk Assessment (14 Jul 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.