Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Apr 2022)
    • [FCA CF] Material risk taker (since 1 Apr 2022)
    • CF28 Systems and controls (20 Feb 2015 to 21 Jul 2017)
    • CF14 Risk Assessment (14 Jul 2003 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jul 2003 to 31 Oct 2007)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Apr 2021 to 31 Dec 2022)
    • CF28 Systems and controls (20 Feb 2015 to 21 Jul 2017)
    • CF1 Director (5 Dec 2013 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jul 2003 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jul 2003 to 31 Oct 2007)
    • SMF7 Group Entity Senior Manager (since 24 Feb 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF28 Systems and controls (20 Feb 2015 to 21 Jul 2017)
    • CF15 Internal Audit (14 Jul 2003 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jul 2003 to 31 Oct 2007)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF4 Chief Risk (9 Dec 2019 to 5 Jun 2025)
    • CF4 Partner (1 May 2018 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jul 2003 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jul 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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