Mitsubishi UFJ Baillie Gifford Asset Management Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 4 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Akio Tokutake
IRN AXT01404
- CF2 Non Executive Director (29 Dec 2004 to 31 Jan 2006)
Akira Suzuki
IRN AXS03033
- CF2 Non Executive Director (21 Jun 2011 to 26 Jun 2013)
Alan William Paterson
IRN AWP01026
- CF20 Significant Mgt (Settlements) (9 Jan 2006 to 14 Jul 2006)
Alastair David Maclean
IRN AXM13603
- [FCA CF] Material risk taker (1 Apr 2022 to 9 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2021 to 28 Jun 2024)
- SMF16 Compliance Oversight (1 Jan 2021 to 9 Dec 2024)
Alexander George Gray
IRN AGG01037
- CF26 Customer Trading (8 May 2002 to 21 Apr 2004)
Alexander James Callander
IRN AJC01173
- CF1 Director (19 Apr 2006 to 18 Apr 2012)
Alison Graham
IRN AXH01601
- CF28 Systems and controls (1 Nov 2007 to 2 Mar 2012)
- CF13 Finance (11 Feb 2005 to 31 Oct 2007)
Alison Lois Warden
IRN ALW01032
- CF28 Systems and controls (1 Nov 2007 to 18 Jan 2013)
- CF13 Finance (1 May 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (6 Aug 2002 to 30 Jun 2006)
- CF15 Internal Audit (1 Dec 2001 to 30 Jun 2006)
- CF14 Risk Assessment (1 Dec 2001 to 30 Jun 2006)
Allan James Reid
IRN AXR35084
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jun 2024)
- [FCA CF] Material risk taker (since 28 Jun 2024)
Amy Sybilla Elizabeth Atack
IRN ASD01076
- [FCA CF] Material risk taker (since 1 Apr 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.