Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford & Co Limited
FRN 119179
- SMF7 Group Entity Senior Manager (since 9 Apr 2024)
- [FCA CF] Material risk taker (since 21 Feb 2020)
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF27 Investment Management (25 Jul 2007 to 31 Oct 2007)
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Baillie Gifford Overseas Limited
FRN 121818
- SMF7 Group Entity Senior Manager (since 9 Apr 2024)
- [FCA CF] Material risk taker (since 21 Feb 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (14 Dec 2020 to 9 Apr 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (25 Jul 2007 to 31 Oct 2007)
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- [FCA CF] Material risk taker (since 1 Apr 2022)
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Baillie Gifford & Co
FRN 142597
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (1 May 2018 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (25 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.