Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (since 6 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2025)
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Insight Investment International Limited
FRN 416024
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2025)
- SMF16 Compliance Oversight (since 6 Oct 2025)
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- SMF3 Executive Director (1 Feb 2023 to 9 Dec 2024)
- SMF16 Compliance Oversight (1 Jan 2021 to 9 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2021 to 28 Jun 2024)
- [FCA CF] Material risk taker (1 Jan 2021 to 9 Dec 2024)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2020)
- CF3 Chief Executive (AR) (11 Apr 2019 to 31 Dec 2020)
- CF1 Director (AR) (11 Apr 2019 to 31 Dec 2020)
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- [FCA CF] Material risk taker (1 Apr 2022 to 9 Dec 2024)
- SMF16 Compliance Oversight (1 Jan 2021 to 9 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2021 to 28 Jun 2024)
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- SMF16 Compliance Oversight (1 Jan 2021 to 9 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2021 to 28 Jun 2024)
- [FCA CF] Material risk taker (1 Apr 2020 to 9 Dec 2024)
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- SMF16 Compliance Oversight (1 Jan 2021 to 9 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2021 to 28 Jun 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Dec 2024)
- [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2024)
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- (19)Employed By (11 Apr 2019 to 31 Dec 2020)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (19)Employed By at Baillie Gifford Investment Management (Europe) Limited