Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 6 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Oct 2025)
    • SMF16 Compliance Oversight (since 6 Oct 2025)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • SMF3 Executive Director (1 Feb 2023 to 9 Dec 2024)
    • SMF16 Compliance Oversight (1 Jan 2021 to 9 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2021 to 28 Jun 2024)
    • [FCA CF] Material risk taker (1 Jan 2021 to 9 Dec 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2020)
    • CF3 Chief Executive (AR) (11 Apr 2019 to 31 Dec 2020)
    • CF1 Director (AR) (11 Apr 2019 to 31 Dec 2020)
    • [FCA CF] Material risk taker (1 Apr 2022 to 9 Dec 2024)
    • SMF16 Compliance Oversight (1 Jan 2021 to 9 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2021 to 28 Jun 2024)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • SMF16 Compliance Oversight (1 Jan 2021 to 9 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2021 to 28 Jun 2024)
    • [FCA CF] Material risk taker (1 Apr 2020 to 9 Dec 2024)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • SMF16 Compliance Oversight (1 Jan 2021 to 9 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2021 to 28 Jun 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Dec 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2024)
    • (19)Employed By (11 Apr 2019 to 31 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (19)Employed By at Baillie Gifford Investment Management (Europe) Limited