Mitsubishi UFJ Baillie Gifford Asset Management Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 4 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Andrew James Telfer
IRN AJT01079
- [FCA CF] Material risk taker (1 Apr 2022 to 31 Mar 2025)
- SMF9 Chair of the Governing Body (18 Mar 2020 to 15 Jan 2025)
- SMF3 Executive Director (9 Dec 2019 to 15 Jan 2025)
- CF1 Director (18 Apr 2007 to 8 Dec 2019)
Angus John Franklin
IRN AJF01074
- CF21 Investment Adviser (12 Oct 2004 to 5 Feb 2007)
Angus Neil George Macdonald
IRN ANM01009
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Jun 2015)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2004)
Anthony Robert Tait
IRN ART01045
- [FCA CF] Manager of certification employee (11 Aug 2023 to 31 Mar 2024)
- [FCA CF] Material risk taker (1 Apr 2022 to 31 Mar 2024)
Charles Edmund Philip Plowden
IRN CEP01015
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Christopher Andrew Tinley
IRN CXT00559
- [FCA CF] Material risk taker (since 12 Jan 2026)
Christopher David McGoldrick
IRN CDM01034
- CF21 Investment Adviser (19 Feb 2004 to 23 Oct 2004)
Christopher James Barker
IRN CJB01214
- CF26 Customer Trading (8 May 2002 to 21 Apr 2004)
Colin Robert Lennox
IRN CXL00087
- [FCA CF] Material risk taker (since 1 Mar 2023)
Daisuke Shinomiya
IRN DXS00992
- Director of firm who is not a certification employee or a SMF manager (15 May 2024 to 12 Nov 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.