Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Apr 2022 to 31 Mar 2025)
- SMF9 Chair of the Governing Body (18 Mar 2020 to 15 Jan 2025)
- SMF3 Executive Director (9 Dec 2019 to 15 Jan 2025)
- CF1 Director (18 Apr 2007 to 8 Dec 2019)
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- SMF10 Chair of the Risk Committee (19 Mar 2020 to 9 Jan 2024)
- SMF12 Chair of the Remuneration Committee (19 Mar 2020 to 11 Mar 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
- SMF3 Executive Director (9 Dec 2019 to 22 Nov 2023)
- SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Nov 2020)
- CF1 Director (2 Mar 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2006)
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- SMF12 Chair of the Remuneration Committee (18 Mar 2020 to 11 Mar 2025)
- SMF10 Chair of the Risk Committee (18 Mar 2020 to 9 Jan 2024)
- SMF7 Group Entity Senior Manager (18 Mar 2020 to 31 Mar 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
- CF29 Significant management (26 Mar 2014 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF3 Chief Executive (30 Apr 2007 to 16 Apr 2009)
- CF8 Apportionment and Oversight (30 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
- CF1 Director (27 Aug 2002 to 12 Dec 2013)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2006)
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- SMF10 Chair of the Risk Committee (18 Mar 2020 to 9 Jan 2024)
- SMF12 Chair of the Remuneration Committee (18 Mar 2020 to 11 Mar 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
- SMF1 Chief Executive (9 Dec 2019 to 19 Mar 2025)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
- CF3 Chief Executive (1 May 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
- CF4 Partner (13 Feb 2002 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.