Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Jun 2021)
    • CF1 Director (AR) (22 Dec 2015 to 7 Jun 2021)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Sep 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Jun 2015)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF10 Compliance Oversight (1 Dec 2001 to 22 Sep 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Jun 2015)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • CF10 Compliance Oversight (1 Dec 2001 to 22 Sep 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Jun 2015)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.