Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (11 Aug 2023 to 31 Mar 2024)
- [FCA CF] Material risk taker (1 Apr 2022 to 31 Mar 2024)
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- SMF9 Chair of the Governing Body (16 Mar 2020 to 20 Feb 2024)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 26 Mar 2019)
- Responsible for Insurance Mediation (20 Apr 2015 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (1 May 2003 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- SMF18 Other Overall Responsibility (17 Feb 2020 to 31 Mar 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Feb 2024)
- SMF1 Chief Executive (9 Dec 2019 to 8 Feb 2024)
- SMF3 Executive Director (9 Dec 2019 to 8 Feb 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
- CF3 Chief Executive (10 Jul 2018 to 8 Dec 2019)
- CF2 Non Executive Director (AR) (24 Nov 2016 to 8 Feb 2024)
- CF1 Director (1 May 2011 to 8 Dec 2019)
- CF30 Customer (14 Jan 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.