Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (11 Aug 2023 to 31 Mar 2024)
    • [FCA CF] Material risk taker (1 Apr 2022 to 31 Mar 2024)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • SMF9 Chair of the Governing Body (16 Mar 2020 to 20 Feb 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Mar 2019)
    • Responsible for Insurance Mediation (20 Apr 2015 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (1 May 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • SMF18 Other Overall Responsibility (17 Feb 2020 to 31 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 8 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • CF3 Chief Executive (10 Jul 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (AR) (24 Nov 2016 to 8 Feb 2024)
    • CF1 Director (1 May 2011 to 8 Dec 2019)
    • CF30 Customer (14 Jan 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.