Alison Lois Warden

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • CF28 Systems and controls (1 Nov 2007 to 18 Jan 2013)
    • CF13 Finance (1 May 2004 to 31 Oct 2007)
    • CF15 Internal Audit (1 Dec 2001 to 30 Jun 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2006)
    • CF14 Risk Assessment (1 Dec 2001 to 30 Jun 2006)
  • Mitsubishi UFJ Baillie Gifford Asset Management Limited (no longer approved here)

    FRN 145243

    • CF28 Systems and controls (1 Nov 2007 to 18 Jan 2013)
    • CF13 Finance (1 May 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (6 Aug 2002 to 30 Jun 2006)
    • CF14 Risk Assessment (1 Dec 2001 to 30 Jun 2006)
    • CF15 Internal Audit (1 Dec 2001 to 30 Jun 2006)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2006)
    • CF15 Internal Audit (1 Dec 2001 to 30 Jun 2006)
    • CF14 Risk Assessment (1 Dec 2001 to 30 Jun 2006)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • CF10 Compliance Oversight (1 Dec 2001 to 11 Oct 2012)
    • CF4 Partner (1 Dec 2001 to 30 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.