Alison Graham

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Mar 2023)
    • CF2 Non Executive Director (AR) (17 May 2016 to 8 Mar 2023)
    • CF28 Systems and controls (1 Nov 2007 to 9 Dec 2011)
    • CF13 Finance (1 Jan 2005 to 31 Oct 2007)
  • Baillie Gifford Funds Services LLC (no longer approved here)

    FRN 658926

    • (3)Employed By (17 May 2016 to 8 Mar 2023)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • CF29 Significant management (1 Nov 2007 to 14 Nov 2011)
    • CF17 Significant Mgt (Other Business Operations) (1 Jan 2004 to 31 Oct 2007)
  • Mitsubishi UFJ Baillie Gifford Asset Management Limited (no longer approved here)

    FRN 145243

    • CF28 Systems and controls (1 Nov 2007 to 2 Mar 2012)
    • CF13 Finance (11 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (3)Employed By at Baillie Gifford Funds Services LLC