Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
    • [FCA CF] Significant management (since 1 Apr 2025)
    • [FCA CF] Material risk taker (since 8 Jan 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (27 Apr 2020 to 31 Mar 2025)
    • [FCA CF] Significant management (8 Jan 2020 to 30 Apr 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2020)
    • CF30 Customer (13 Nov 2007 to 8 Dec 2019)
    • CF2 Non Executive Director (AR) (since 11 Mar 2025)
    • SMF1 Chief Executive (since 8 Feb 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Apr 2021 to 8 Feb 2024)
    • [FCA CF] Significant management (8 Jan 2020 to 8 Feb 2024)
    • CF1 Director (AR) (12 Mar 2019 to 1 Jul 2020)
    • CF1 Director (27 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (13 Nov 2007 to 1 Dec 2025)
    • SMF9 Chair of the Governing Body (since 15 Jan 2025)
    • SMF3 Executive Director (since 15 Jan 2025)
    • [FCA CF] Material risk taker (since 2 Oct 2024)
    • [FCA CF] Manager of certification employee (2 Oct 2024 to 15 Jan 2025)
    • (4)Employed By (since 12 Mar 2019)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF30 Customer (13 Nov 2007 to 16 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Baillie Gifford Investment Management (Europe) Limited

  2. controlled function added: (4)Employed By at Baillie Gifford Investment Management (Europe) Limited