Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford & Co
FRN 142597
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Significant management (since 1 Apr 2025)
- [FCA CF] Material risk taker (since 8 Jan 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (27 Apr 2020 to 31 Mar 2025)
- [FCA CF] Significant management (8 Jan 2020 to 30 Apr 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2020)
- CF30 Customer (13 Nov 2007 to 8 Dec 2019)
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Baillie Gifford Overseas Limited
FRN 121818
- CF2 Non Executive Director (AR) (since 11 Mar 2025)
- SMF1 Chief Executive (since 8 Feb 2024)
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (1 Apr 2021 to 8 Feb 2024)
- [FCA CF] Significant management (8 Jan 2020 to 8 Feb 2024)
- CF1 Director (AR) (12 Mar 2019 to 1 Jul 2020)
- CF1 Director (27 Jun 2018 to 8 Dec 2019)
- CF30 Customer (13 Nov 2007 to 1 Dec 2025)
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- SMF9 Chair of the Governing Body (since 15 Jan 2025)
- SMF3 Executive Director (since 15 Jan 2025)
- [FCA CF] Material risk taker (since 2 Oct 2024)
- [FCA CF] Manager of certification employee (2 Oct 2024 to 15 Jan 2025)
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- (4)Employed By (since 12 Mar 2019)
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- CF30 Customer (13 Nov 2007 to 16 Feb 2009)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Baillie Gifford Investment Management (Europe) Limited
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controlled function added: (4)Employed By at Baillie Gifford Investment Management (Europe) Limited