Douglas Brodie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford & Co

    FRN 142597

    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
    • CF4 Partner (1 May 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (11 Aug 2004 to 31 Oct 2007)
  • Baillie Gifford Overseas Limited

    FRN 121818

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (11 Aug 2004 to 31 Oct 2007)
  • Mitsubishi UFJ Baillie Gifford Asset Management Limited (no longer approved here)

    FRN 145243

    • [FCA CF] Material risk taker (1 Apr 2022 to 31 Mar 2024)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF27 Investment Management (11 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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