Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 23 Sep 2024)
    • [FCA CF] Material risk taker (1 Apr 2022 to 19 Sep 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF13 Chair of the Nominations Committee (20 Sep 2022 to 19 Sep 2023)
    • CF4 Partner (1 May 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • [FCA CF] Significant management (since 30 Aug 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Feb 2025)
    • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF7 Group Entity Senior Manager (8 Sep 2020 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.