David James Clark

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pictet Asset Management Limited
FRN 181966
- [FCA CF] Client dealing (since 9 Nov 2021)
- CF30 Customer (4 Dec 2008 to 19 Jan 2009)
Mitsubishi UFJ Baillie Gifford Asset Management Limited (no longer approved here)
FRN 145243
- CF26 Customer Trading (9 May 2002 to 21 Apr 2004)
Baillie Gifford & Co Limited (no longer approved here)
FRN 119179
- CF26 Customer Trading (1 Dec 2001 to 29 Aug 2007)
Baillie Gifford Overseas Limited (no longer approved here)
FRN 121818
- CF26 Customer Trading (1 Dec 2001 to 29 Aug 2007)
Baillie Gifford & Co (no longer approved here)
FRN 142597
- CF26 Customer Trading (1 Dec 2001 to 29 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.