Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford & Co
FRN 142597
- [FCA CF] Manager of certification employee (since 6 Jan 2026)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF13 Chair of the Nominations Committee (19 Sep 2023 to 19 Aug 2025)
- SMF27 Partner (9 Dec 2019 to 19 Aug 2025)
- CF4 Partner (1 May 2017 to 8 Dec 2019)
- CF30 Customer (2 Jan 2009 to 8 Dec 2019)
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Baillie Gifford Overseas Limited
FRN 121818
- [FCA CF] Manager of certification employee (since 1 Apr 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF7 Group Entity Senior Manager (20 Dec 2019 to 31 Mar 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Aug 2025)
- CF30 Customer (2 Jan 2009 to 8 Dec 2019)
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- [FCA CF] Material risk taker (1 Apr 2022 to 19 Aug 2025)
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- [FCA CF] Material risk taker (9 Dec 2019 to 19 Aug 2025)
- CF30 Customer (2 Jan 2009 to 2 Jan 2009)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2008)
- CF27 Investment Management (31 Jul 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.