Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 6 Jan 2026)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF13 Chair of the Nominations Committee (19 Sep 2023 to 19 Aug 2025)
    • SMF27 Partner (9 Dec 2019 to 19 Aug 2025)
    • CF4 Partner (1 May 2017 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2009 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 1 Apr 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF7 Group Entity Senior Manager (20 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Aug 2025)
    • CF30 Customer (2 Jan 2009 to 8 Dec 2019)
    • [FCA CF] Material risk taker (1 Apr 2022 to 19 Aug 2025)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Aug 2025)
    • CF30 Customer (2 Jan 2009 to 2 Jan 2009)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF27 Investment Management (31 Jul 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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