David Shields Henderson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mitsubishi UFJ Baillie Gifford Asset Management Limited (no longer approved here)

    FRN 145243

    • [FCA CF] Material risk taker (1 Apr 2022 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • CF1 Director (18 Apr 2012 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Feb 2004 to 31 Oct 2007)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • [FCA CF] Manager of certification employee (1 Apr 2021 to 30 Jan 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Jun 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 11 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 19 Jun 2023)
    • CF3 Chief Executive (AR) (29 Dec 2015 to 31 Mar 2025)
    • CF1 Director (AR) (29 Dec 2015 to 31 Mar 2025)
    • CF1 Director (15 Jun 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Apr 2004 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 29 Apr 2004)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
    • CF4 Partner (1 May 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Apr 2004 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 29 Apr 2004)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF21 Investment Adviser (29 Apr 2004 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 29 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.