Mitsubishi UFJ Baillie Gifford Asset Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Gayle Susan Anderson
IRN GSA01041
- [FCA CF] Material risk taker (1 Apr 2022 to 16 Aug 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2019)
- CF10 Compliance Oversight (28 Apr 2017 to 8 Dec 2019)
Gerald Thomas Edward Smith
IRN GTS01007
- CF21 Investment Adviser (10 Feb 2004 to 31 Oct 2007)
Gerard Callahan
IRN GXC01177
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Graeme Iain Percival
IRN GIP01010
- CF28 Systems and controls (5 Sep 2014 to 8 Dec 2019)
Graham Alexander Black
IRN GAB01086
- CF20 Significant Mgt (Settlements) (10 May 2002 to 21 Apr 2004)
Graham Laybourn
IRN GXL01115
- [FCA CF] Manager of certification employee (1 Apr 2022 to 31 Dec 2022)
- [FCA CF] Material risk taker (1 Apr 2022 to 27 Feb 2023)
- CF11 Money Laundering Reporting (8 Jun 2015 to 7 Sep 2018)
- CF10 Compliance Oversight (6 Dec 2004 to 14 Sep 2012)
Harvey Hammonds
IRN HXH01039
- CF21 Investment Adviser (2 Nov 2004 to 31 Oct 2007)
Hideo Nakamura
IRN HXN01080
- CF27 Investment Management (2 Jul 2007 to 11 Sep 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (16 Mar 2006 to 11 Sep 2007)
Hilary Anne Walker
IRN HAW01034
- CF28 Systems and controls (2 Jul 2013 to 5 Sep 2014)
Hiromi Mizuno
IRN HXM01317
- CF30 Customer (4 Sep 2008 to 2 Apr 2012)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.