Mitsubishi UFJ Baillie Gifford Asset Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Iain Arthur Donald McCombie
IRN IAM01021
- [FCA CF] Material risk taker (1 Apr 2022 to 28 Feb 2023)
James Kennedy Anderson
IRN JKA01005
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Janet Hunter Oliver
IRN JHO01009
- [FCA CF] Manager of certification employee (11 Aug 2023 to 25 Feb 2025)
- [FCA CF] Material risk taker (1 Apr 2022 to 18 Mar 2026)
Jocelyn Arthur Saunders
IRN JAS01479
- CF28 Systems and controls (2 Mar 2012 to 2 Jul 2013)
John Ross Lidstone
IRN JRL01037
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2007)
- CF1 Director (1 Dec 2001 to 18 Apr 2007)
Jonathan William Brennan Bates
IRN JWB01061
- CF21 Investment Adviser (10 Feb 2004 to 31 Oct 2007)
Junichi Narikawa
IRN JXN01390
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2021)
- CF2 Non Executive Director (5 Jul 2013 to 8 Dec 2019)
Kaoru Wachi
IRN KXW01428
- CF2 Non Executive Director (28 Jun 2011 to 26 Jun 2012)
Kate Fox
IRN KLS01046
- [FCA CF] Material risk taker (since 16 Mar 2026)
Katherine Fiona Cydzik
IRN KFC01016
- SMF16 Compliance Oversight (since 1 Jul 2025)
- [FCA CF] Material risk taker (since 16 Aug 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.