Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 20 Apr 2026)
    • [FCA CF] Significant management (since 20 Apr 2026)
    • [FCA CF] Manager of certification employee (since 1 May 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF11 Chair of the Audit Committee (16 Mar 2020 to 28 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
    • CF29 Significant management (9 Oct 2012 to 3 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF11 Chair of the Audit Committee (16 Mar 2020 to 28 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (1 May 2005 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • [FCA CF] Material risk taker (1 Apr 2022 to 28 Feb 2023)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • SMF11 Chair of the Audit Committee (19 Mar 2020 to 28 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.