Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford Overseas Limited
FRN 121818
- [FCA CF] Material risk taker (since 20 Apr 2026)
- [FCA CF] Significant management (since 20 Apr 2026)
- [FCA CF] Manager of certification employee (since 1 May 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF11 Chair of the Audit Committee (16 Mar 2020 to 28 Feb 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
- CF29 Significant management (9 Oct 2012 to 3 Sep 2018)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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Baillie Gifford & Co
FRN 142597
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF11 Chair of the Audit Committee (16 Mar 2020 to 28 Feb 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (1 May 2005 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Material risk taker (1 Apr 2022 to 28 Feb 2023)
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- SMF11 Chair of the Audit Committee (19 Mar 2020 to 28 Feb 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.