Jocelyn Arthur Saunders

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lindsell Train Limited
FRN 194229
- SMF3 Executive Director (since 22 Jul 2022)
- [FCA CF] Significant management (10 May 2021 to 22 Jul 2022)
- [FCA CF] Material risk taker (10 May 2021 to 22 Jul 2022)
Baillie Gifford Overseas Limited (no longer approved here)
FRN 121818
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2021)
- CF1 Director (AR) (19 Jul 2019 to 30 Apr 2021)
- CF28 Systems and controls (2 Dec 2011 to 8 Jul 2013)
Baillie Gifford Investment Management (Europe) Limited (no longer approved here)
FRN 830612
- (20)Employed By (19 Jul 2019 to 30 Apr 2021)
Mitsubishi UFJ Baillie Gifford Asset Management Limited (no longer approved here)
FRN 145243
- CF28 Systems and controls (2 Mar 2012 to 2 Jul 2013)

Updates to this individual's record on the FCA register.

13 hours ago
controlled function added: (20)Employed By at Baillie Gifford Investment Management (Europe) Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.