Mitsubishi UFJ Baillie Gifford Asset Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Kathrin Hamilton
IRN KXH01296
- [FCA CF] Manager of certification employee (since 19 Mar 2025)
- [FCA CF] Material risk taker (since 1 Mar 2023)
Katsumi Koga
IRN KXK00482
- Director of firm who is not a certification employee or a SMF manager (since 21 May 2025)
Kazufumi Iwazawa
IRN KXI00007
- [FCA CF] Material risk taker (since 1 Apr 2025)
- SMF3 Executive Director (since 24 Mar 2025)
Kazuhide Ara
IRN KXA01308
- CF2 Non Executive Director (25 Jun 2008 to 20 May 2011)
Kazuhiro Suzuki
IRN KXS01875
- CF30 Customer (12 Oct 2012 to 22 May 2015)
Kazuki Sakai
IRN KXS00111
- [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2022)
Keiichi Sato
IRN KXS01689
- CF29 Significant management (7 Jun 2011 to 12 Dec 2011)
- CF30 Customer (4 Mar 2010 to 10 Oct 2012)
Kenichi Komiya
IRN KXK01270
- [FCA CF] Material risk taker (1 Apr 2022 to 9 Aug 2023)
- SMF3 Executive Director (9 Dec 2019 to 9 Aug 2023)
- CF30 Customer (1 Nov 2007 to 30 Jun 2011)
- CF27 Investment Management (11 May 2006 to 31 Oct 2007)
- CF1 Director (13 Mar 2006 to 23 May 2011)
- CF8 Apportionment and Oversight (13 Mar 2006 to 31 Oct 2007)
- CF3 Chief Executive (13 Mar 2006 to 23 May 2011)
Kenichi Nomura
IRN KXN01084
- CF30 Customer (1 Nov 2007 to 10 Apr 2008)
- CF27 Investment Management (19 Jul 2004 to 2 Oct 2006)
Kenji Fukumitsu
IRN KXF01351
- CF30 Customer (16 Sep 2016 to 17 Sep 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.