Kenichi Komiya

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mitsubishi UFJ Baillie Gifford Asset Management Limited (no longer approved here)

    FRN 145243

    • [FCA CF] Material risk taker (1 Apr 2022 to 9 Aug 2023)
    • SMF3 Executive Director (9 Dec 2019 to 9 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF27 Investment Management (11 May 2006 to 31 Oct 2007)
    • CF3 Chief Executive (13 Mar 2006 to 23 May 2011)
    • CF8 Apportionment and Oversight (13 Mar 2006 to 31 Oct 2007)
    • CF1 Director (13 Mar 2006 to 23 May 2011)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
    • CF30 Customer (27 Jan 2012 to 8 Dec 2019)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2023)
    • CF30 Customer (27 Jan 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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