Mitsubishi UFJ Baillie Gifford Asset Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Kenji Takase
IRN KXT01344
- CF30 Customer (24 Aug 2011 to 27 May 2014)
- CF1 Director (16 May 2011 to 27 May 2014)
- CF3 Chief Executive (16 May 2011 to 27 May 2014)
Kentaro Kikuchi
IRN KXK00480
- SMF1 Chief Executive (since 21 May 2025)
- SMF3 Executive Director (since 21 May 2025)
- [FCA CF] Client dealing (since 21 May 2025)
- [FCA CF] Material risk taker (since 21 May 2025)
Kentaro Shimizu
IRN KXS01953
- CF1 Director (27 May 2014 to 8 Jun 2017)
- CF3 Chief Executive (27 May 2014 to 8 Jun 2017)
- CF30 Customer (27 May 2014 to 19 Jul 2017)
Kiichiro Tamura
IRN KXT01078
- CF8 Apportionment and Oversight (1 Dec 2001 to 17 Jun 2003)
- CF3 Chief Executive (1 Dec 2001 to 17 Jun 2003)
- CF27 Investment Management (1 Dec 2001 to 17 Jun 2003)
- CF1 Director (1 Dec 2001 to 17 Jun 2003)
Kinya Okauchi
IRN KXO01086
- CF2 Non Executive Director (27 Jun 2007 to 25 Jun 2008)
Kiyokazu Tanaka
IRN KXT00384
- Director of firm who is not a certification employee or a SMF manager (since 12 Nov 2025)
Ko Akiyama
IRN KXA01177
- CF27 Investment Management (2 Sep 2003 to 5 May 2004)
Konosuke Sato
IRN KXS01510
- CF30 Customer (1 Nov 2007 to 20 Oct 2008)
- CF27 Investment Management (17 Jul 2006 to 31 Oct 2007)
Kunitoshi Kawamura
IRN KXK00415
- [FCA CF] Client dealing (since 5 Jun 2024)
Lee Darnell Curtis
IRN LDC01015
- CF26 Customer Trading (8 May 2002 to 21 Apr 2004)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.