Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford & Co Limited
FRN 119179
- SMF13 Chair of the Nominations Committee (since 10 Mar 2026)
- [FCA CF] Material risk taker (since 1 Mar 2023)
- SMF11 Chair of the Audit Committee (1 Mar 2023 to 19 Dec 2024)
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF21 Investment Adviser (9 Apr 2003 to 31 Oct 2007)
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Baillie Gifford Overseas Limited
FRN 121818
- SMF13 Chair of the Nominations Committee (since 10 Mar 2026)
- [FCA CF] Manager of certification employee (since 20 May 2022)
- Director of firm who is not a certification employee or a SMF manager (since 18 Feb 2021)
- SMF9 Chair of the Governing Body (since 3 Mar 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF2 Non Executive Director (AR) (since 16 Nov 2018)
- SMF11 Chair of the Audit Committee (1 Mar 2023 to 19 Dec 2024)
- SMF3 Executive Director (9 Dec 2019 to 18 Feb 2021)
- CF1 Director (20 Jun 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (9 Apr 2003 to 31 Oct 2007)
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Baillie Gifford & Co
FRN 142597
- SMF13 Chair of the Nominations Committee (since 10 Mar 2026)
- SMF9 Chair of the Governing Body (since 28 Feb 2025)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF11 Chair of the Audit Committee (1 Mar 2023 to 19 Dec 2024)
- CF4 Partner (1 May 2013 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (9 Apr 2003 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (since 19 Mar 2025)
- [FCA CF] Material risk taker (since 1 Mar 2023)
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Baillie Gifford Funds Services LLC
FRN 658926
- (6)Employed By (since 16 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Baillie Gifford Funds Services LLC
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controlled function added: (6)Employed By at Baillie Gifford Funds Services LLC