- IRN
- KLS01046
- Last updated
- 3 weeks ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (since 16 Mar 2026)
-
Baillie Gifford & Co
FRN 142597
- SMF27 Partner (since 27 Feb 2026)
- [FCA CF] Significant management (1 Apr 2025 to 27 Feb 2026)
- SMF27 Partner (27 Apr 2020 to 31 Mar 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
-
Baillie Gifford & Co Limited
FRN 119179
- [FCA CF] Significant management (since 5 Apr 2022)
- [FCA CF] Material risk taker (since 1 May 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.