Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (1 Apr 2022 to 27 Feb 2023)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 31 Dec 2022)
    • CF11 Money Laundering Reporting (8 Jun 2015 to 7 Sep 2018)
    • CF10 Compliance Oversight (6 Dec 2004 to 14 Sep 2012)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • SMF24 Chief Operations (23 Apr 2020 to 16 Jan 2023)
    • SMF7 Group Entity Senior Manager (4 Mar 2020 to 31 Jan 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Feb 2023)
    • CF11 Money Laundering Reporting (8 Jun 2015 to 10 Sep 2018)
    • CF10 Compliance Oversight (17 Sep 2004 to 21 Aug 2012)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • SMF24 Chief Operations (23 Apr 2020 to 16 Jan 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 9 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Feb 2023)
    • CF2 Non Executive Director (AR) (22 Mar 2019 to 31 Dec 2022)
    • CF11 Money Laundering Reporting (8 Jun 2015 to 10 Sep 2018)
    • CF1 Director (12 Dec 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Sep 2004 to 1 Mar 2013)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • SMF24 Chief Operations (23 Apr 2020 to 16 Jan 2023)
    • SMF27 Partner (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2023)
    • CF11 Money Laundering Reporting (8 Jun 2015 to 10 Sep 2018)
    • CF4 Partner (1 May 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Sep 2004 to 8 Dec 2019)
    • (17)Employed By (22 Mar 2019 to 31 Dec 2022)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jun 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 27 Jun 2003)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jun 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 27 Jun 2003)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jun 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 27 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (17)Employed By at Baillie Gifford Investment Management (Europe) Limited