Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Apr 2022 to 27 Feb 2023)
- [FCA CF] Manager of certification employee (1 Apr 2022 to 31 Dec 2022)
- CF11 Money Laundering Reporting (8 Jun 2015 to 7 Sep 2018)
- CF10 Compliance Oversight (6 Dec 2004 to 14 Sep 2012)
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- SMF24 Chief Operations (23 Apr 2020 to 16 Jan 2023)
- SMF7 Group Entity Senior Manager (4 Mar 2020 to 31 Jan 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 Feb 2023)
- CF11 Money Laundering Reporting (8 Jun 2015 to 10 Sep 2018)
- CF10 Compliance Oversight (17 Sep 2004 to 21 Aug 2012)
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- SMF24 Chief Operations (23 Apr 2020 to 16 Jan 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2022)
- SMF3 Executive Director (9 Dec 2019 to 9 Feb 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 Feb 2023)
- CF2 Non Executive Director (AR) (22 Mar 2019 to 31 Dec 2022)
- CF11 Money Laundering Reporting (8 Jun 2015 to 10 Sep 2018)
- CF1 Director (12 Dec 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Sep 2004 to 1 Mar 2013)
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- SMF24 Chief Operations (23 Apr 2020 to 16 Jan 2023)
- SMF27 Partner (9 Dec 2019 to 30 Apr 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2023)
- CF11 Money Laundering Reporting (8 Jun 2015 to 10 Sep 2018)
- CF4 Partner (1 May 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Sep 2004 to 8 Dec 2019)
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- (17)Employed By (22 Mar 2019 to 31 Dec 2022)
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- CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jun 2003)
- CF10 Compliance Oversight (1 Dec 2001 to 27 Jun 2003)
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- CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jun 2003)
- CF10 Compliance Oversight (1 Dec 2001 to 27 Jun 2003)
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- CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jun 2003)
- CF10 Compliance Oversight (1 Dec 2001 to 27 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (17)Employed By at Baillie Gifford Investment Management (Europe) Limited