M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Fares

    IRN RXF01318

    • CF30 Customer (21 Nov 2017 to 17 Jun 2018)
  • Richard Girvan

    IRN RTG00014

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF30 Customer (since 22 Mar 2021)
    • CF1 Director (AR) (since 22 Mar 2021)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 30 Apr 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 30 Apr 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Richard Ian Greenwood

    IRN RIG01025

    • [FCA CF] Client dealing (6 Aug 2020 to 22 Jul 2025)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 22 Jul 2025)
    • CF30 Customer (18 Jan 2018 to 8 Dec 2019)
  • Richard James Elwell

    IRN RJE00010

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 25 Jan 2021)
    • CF30 Customer (since 25 Jan 2021)
    • [FCA CF] Functions requiring qualifications (28 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (28 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (9 Apr 2015 to 8 Dec 2019)
  • Richard Janes

    IRN RXJ00315

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 16 Sep 2024)
    • CF1 Director (AR) (since 13 Sep 2024)
    • CF30 Customer (since 13 Sep 2024)
  • Richard John Clarke

    IRN RJC01302

    • CF30 Customer (7 Nov 2016 to 27 Apr 2018)
  • Richard John Sherwood

    IRN RJS01533

    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (6 Aug 2020 to 14 Feb 2021)
  • Richard Mark Waters

    IRN RMW01140

    • [FCA CF] Client dealing (10 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (10 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (14 Mar 2018 to 8 Dec 2019)
  • Richard McCullagh

    IRN RXM42369

    • [FCA CF] Manager of certification employee (1 Jan 2022 to 16 May 2024)
    • [FCA CF] Significant management (28 Aug 2020 to 1 Nov 2023)
  • Richard Michael Cupples

    IRN RMC00057

    • CF30 Customer (14 Oct 2014 to 15 Jul 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.