Richard Fares

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited

    FRN 462728

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
    • [FCA CF] Client dealing (since 1 Mar 2020)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (14 Aug 2018 to 26 Sep 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (14 Aug 2018 to 26 Sep 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (21 Nov 2017 to 17 Jun 2018)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (17 Feb 2009 to 1 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.