Richard James Elwell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 25 Jan 2021)
    • CF30 Customer (since 25 Jan 2021)
    • [FCA CF] Functions requiring qualifications (28 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (28 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (9 Apr 2015 to 8 Dec 2019)
  • ELWELL FINANCIAL PLANNING LTD

    FRN 939347

    • (1)Employed By (since 25 Jan 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Jul 2005 to 17 Jan 2006)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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