Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudential International Assurance Plc (no longer approved here)

    FRN 170672

    • [PRA CF] Key function holder (3 Dec 2024 to 21 Jan 2026)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF5 Head of Internal Audit (25 Oct 2023 to 5 Jan 2026)
    • [FCA CF] Significant management (12 Feb 2020 to 21 Jan 2026)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • SMF5 Head of Internal Audit (25 Oct 2023 to 5 Jan 2026)
    • [FCA CF] Significant management (12 Feb 2020 to 21 Jan 2026)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • [FCA CF] Manager of certification employee (1 Jan 2022 to 21 Jan 2026)
    • [FCA CF] Significant management (28 Aug 2020 to 21 Jan 2026)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • [FCA CF] Manager of certification employee (1 Jan 2022 to 21 Jan 2026)
    • [FCA CF] Significant management (28 Aug 2020 to 21 Jan 2026)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Manager of certification employee (1 Jan 2022 to 16 May 2024)
    • [FCA CF] Significant management (28 Aug 2020 to 1 Nov 2023)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • [FCA CF] Significant management (15 Feb 2021 to 1 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.