Richard Girvan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
    • CF1 Director (AR) (since 22 Mar 2021)
    • CF30 Customer (since 22 Mar 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 30 Apr 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • ARDENT WEALTH LIMITED

    FRN 939406

    • (1)Employed By (since 22 Mar 2021)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (9 Jul 2013 to 9 Sep 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (29 Sep 2008 to 19 Feb 2009)
  • HORIZON FINANCIAL MANAGEMENT LTD (no longer approved here)

    FRN 424740

    • (9)Employed By (29 Sep 2008 to 19 Feb 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (21 Mar 2003 to 2 May 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at ARDENT WEALTH LIMITED

  2. controlled function added: (1)Employed By at ARDENT WEALTH LIMITED

  3. controlled function removed: Employed By at HORIZON FINANCIAL MANAGEMENT LTD

  4. controlled function added: (9)Employed By at HORIZON FINANCIAL MANAGEMENT LTD