Richard Michael Cupples

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Jun 2016)
  • Richard Cupples

    FRN 744571

    • (1)Employed By (since 6 Jun 2016)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF30 Customer (22 Dec 2015 to 6 Jun 2016)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (14 Oct 2014 to 15 Jul 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (21 Dec 2010 to 4 Oct 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • CF21 Investment Adviser (3 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.