Richard John Sherwood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (Gould Financial Planning) Limited

    FRN 525989

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (6 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 14 Feb 2021)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (13 Sep 2018 to 22 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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