Richard John Clarke

• Hargreaves Lansdown Advisory Services Limited

  FRN 189627

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 19 Apr 2023)
  • [FCA CF] Client dealing (since 19 Apr 2023)
• WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 134753

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Jan 2023)
  • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (17 May 2018 to 1 Jul 2019)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (411)Employed By (17 May 2018 to 1 Jul 2019)
• M&G ADVICE PARTNERS LIMITED (no longer approved here)

  FRN 584256

  • CF30 Customer (7 Nov 2016 to 27 Apr 2018)
• NFU Mutual Select Investments Limited (no longer approved here)

  FRN 582519

  • CF30 Customer (1 Aug 2016 to 3 Nov 2016)
• NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

  FRN 117664

  • CF30 Customer (11 Aug 2014 to 31 Jul 2016)

No changes recorded yet.