Fairstone Financial Management Limited

• Principal Place of Business

  8 Camberwell Way

  Doxford International Business Park

  Sunderland

  SR3 3XN

  UNITED KINGDOM

  Phone

  +4401915196000

  Web

  https://www.fairstone.co.uk

• Complaints Contact

  8 Camberwell Way

  Doxford International Business Park

  Sunderland

  SR3 3XN

  UNITED KINGDOM

  Phone

  +4401915196000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

  Show 2 limitations Hide limitations

  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
  • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums

• Loan Servicing

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Andrew James Whitehead

  IRN AJW00132

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 29 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 29 Aug 2023)
  • [FCA CF] Client dealing (8 Dec 2022 to 16 Feb 2023)
  • [FCA CF] Functions requiring qualifications (8 Dec 2022 to 16 Feb 2023)
• Andrew James Whitham Cook

  IRN AJC00089

  • CF30 Customer (1 Oct 2012 to 4 Mar 2013)
• Andrew John Doble

  IRN AJD00057

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2024)
  • CF30 Customer (26 Jun 2019 to 8 Dec 2019)
• Andrew John Horrocks

  IRN AJH01690

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (4 Oct 2017 to 8 Dec 2019)
• Andrew John Jane

  IRN AJJ00013

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 30 Jun 2021)
  • [FCA CF] Client dealing (1 Dec 2020 to 30 Jun 2021)
• Andrew John Kealey

  IRN AJK00001

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2023)
  • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
• Andrew John Page

  IRN AJP00048

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2023)
  • CF30 Customer (25 Feb 2015 to 8 Dec 2019)
• Andrew John Pease

  IRN AJP01245

  • [FCA CF] Client dealing (17 Feb 2020 to 30 Sep 2020)
  • [FCA CF] Functions requiring qualifications (17 Feb 2020 to 30 Sep 2020)
  • CF30 Customer (19 Nov 2019 to 8 Dec 2019)
• Andrew John Rastrick

  IRN AJR00070

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
• Andrew John Tye

  IRN AJT01287

  • CF30 Customer (5 Jun 2017 to 20 Oct 2017)

No changes recorded yet.