Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 23 Jul 2024)
    • CF1 Director (AR) (since 22 Jul 2024)
    • CF30 Customer (since 22 Jul 2024)
    • (1)Employed By (since 22 Jul 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2024)
    • CF30 Customer (26 Jun 2019 to 8 Dec 2019)
  • Loughtons Limited (2320) (no longer approved here)

    FRN 181013

    • (8)Employed By (2 Oct 2002 to 28 Aug 2003)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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