Andrew James Whitehead

• Fairstone Financial Management Limited

  FRN 475973

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Aug 2023)
  • [FCA CF] Client dealing (since 29 Aug 2023)
  • [FCA CF] Client dealing (8 Dec 2022 to 16 Feb 2023)
  • [FCA CF] Functions requiring qualifications (8 Dec 2022 to 16 Feb 2023)
• Fairstone Wealth Management Limited

  FRN 188596

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 8 Dec 2022)
• WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

  FRN 665653

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2022)
  • CF30 Customer (27 Oct 2016 to 8 Dec 2019)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (22 Jul 2010 to 28 Feb 2012)
• West Bromwich Building Society (no longer approved here)

  FRN 104877

  • CF22 Investment Adviser (Trainee) (26 Sep 2002 to 9 Jan 2003)
• Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

  FRN 117672

  • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
• Royal London Savings Limited (no longer approved here)

  FRN 191237

  • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)

No changes recorded yet.