Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
  • AVN Wealth Managers LLP (no longer approved here)

    FRN 491666

    • CF30 Customer (19 Oct 2009 to 28 May 2019)
  • H.S.P. Financial Planning Limited (no longer approved here)

    FRN 229235

    • CF21 Investment Adviser (14 Nov 2003 to 4 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.