AVN Wealth Managers LLP

Date authorised
1 April 2013
Companies House
OC340384
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A V N Wealth Managers
    147 Temple Chambers
    3-7 Temple Avenue
    London
    City Of London
    EC4Y 0DA
    UNITED KINGDOM
    Phone
    +4402078320834
    Web
    https://www.avnwealthmanagers.co.uk

  • Complaints Contact

    A V N Wealth Managers
    147 Temple Chambers
    3-7 Temple Avenue
    London
    City Of London
    EC4Y 0DA
    UNITED KINGDOM
    Phone
    +4402078320834

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Shakespeare

    IRN ACS00051

    • CF30 Customer (15 Jul 2010 to 23 Dec 2014)
  • Andrew Dickie Holland

    IRN ADH00032

    • CF30 Customer (13 Nov 2009 to 21 Dec 2012)
  • Andrew John Rastrick

    IRN AJR00070

    • CF30 Customer (19 Oct 2009 to 28 May 2019)
  • David Francis Graham

    IRN DFG00003

    • CF30 Customer (20 Oct 2009 to 6 Dec 2010)
  • David Gerald Herbert

    IRN DGH00004

    • CF30 Customer (30 Oct 2009 to 30 Jul 2012)
  • Elaine Jane Gwinnett

    IRN EJG00012

    • CF30 Customer (7 Oct 2011 to 21 Dec 2012)
  • Gary Moores

    IRN GXM00030

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Apr 2021)
    • [FCA CF] Client dealing (since 30 Apr 2021)
  • James Roy Miller

    IRN JRM01306

    • CF10 Compliance Oversight (16 Jul 2012 to 14 Nov 2018)
    • CF4 Partner (16 Jul 2012 to 14 Nov 2018)
  • Mark Julian Wickersham

    IRN MJW01511

    • CF11 Money Laundering Reporting (20 Apr 2009 to 4 Jun 2019)
    • CF4 Partner (20 Apr 2009 to 4 Jun 2019)
  • Martin Horne

    IRN MEH00014

    • CF30 Customer (5 Oct 2011 to 27 Sep 2013)
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Recent activity

Updates to this firm's record on the FCA register.

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