Andrew Dickie Holland

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Strathayr Financial Services LLP

    FRN 400531

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 24 Jun 2015)
    • CF4 Partner (2 Aug 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Aug 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (2 Aug 2004 to 24 Jun 2015)
  • AVN Wealth Managers LLP (no longer approved here)

    FRN 491666

    • CF30 Customer (13 Nov 2009 to 21 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.